Three takeaways from Compliance Week’s AI and Compliance Summit
Key topics in the FinServ compliance space include opportunities and challenges for professionals, generative AI supervision, and...
Marketing regulatory principles transcend products and jurisdictions
From securities to life insurance, marketing regulations align across states and products and focus on promoting truthfulness and...
Lessons learned in AI risk management from Compliance Week 2024
The hot topic at Compliance Week 2024 was AI risk management. To combat AI risks, compliance officers can implement frameworks,...
What the US can learn from the EU’s first significant act on AI
Following the precedent set by the EU AI Act, US compliance officials should consider a risk-based approach to balance innovation...
Four ethical principles for developing trustworthy AI
Human involvement, transparency, technical robustness, and bias mitigation can help businesses minimize AI risks and ensure...
New Executive Order impacts the training and testing of trustworthy AI
Learn how President Biden's executive order on AI aims to protect Americans from potential risks and what compliance officers can...
My three lessons from NSCP 2023
Here are my three key lessons from NSCP about AI in personal and professional life, the pace of regulatory change, and the...
Seven elements of ethical AI to guide its implementation by compliance
Learn about the EU's seven principles of ethical AI and how they can help compliance officers responsibly implement AI tools and...
Harnessing the power of AI: applications and benefits in RegTech
There are numerous applications and benefits of AI in financial services, including compliance monitoring, risk management, and...
Digital engagement practices: new rules or application of existing ones?
Regardless of the regulatory future, firms need to be prepared to be examined and investigated for their digital engagement...
How AI helps regulators protect and inform investors
Securities regulators have begun using AI to predict risk, determine which entities to examine, and aid investors and customers.
The perfect reasonable accommodation: the untapped potential of AI
A personal story of how artificial intelligence can help serve as a reasonable workplace accommodation for a blind person.