Blending human expertise with AI for defensible surveillance decisions
Compliance can be enhanced by blending AI efficiency with human oversight, creating defensible surveillance decisions in financial...
Q2 Familiar compliance themes heat up for the Summer
Stay updated on recent regulatory actions in Q2, focusing on compliance themes like off-channel communications, misleading...
How do you spell that? Why accurate KYC/KYB risk systems need to look beyond spelling.
Discover how advanced AI-driven name-matching algorithms enhance KYC/KYB processes by accurately identifying individuals despite...
Compliance requirements for life insurance and annuity products
Understand how NAIC Model 570 and corresponding state regulations can be divided roughly into three separate types of compliance...
Impactful disruption with purpose—what I’m hearing at industry events
I believe industry events can inspire impactful disruption in financial crime prevention through innovative technologies and...
The new SEC leadership, data analytics, and artificial intelligence
Explore how the SEC's new leadership is shaping AI regulation in finance, affecting compliance, innovation, and operational...
Building vs. buying AI: What to consider
These are some key considerations for deciding whether to build, buy, or combine AI solutions for your business needs.
Survey: How continuous monitoring may help sharing-economy service providers grow
Continuous monitoring can enhance trust and safety in the sharing economy, fostering consumer confidence and driving growth for...
General compliance requirements for insurance advertising
Understand the compliance requirements for insurance advertising and the importance of adhering to them to avoid penalties and...
Survey: How does trust influence consumer choice in sharing- and gig-economy services?
Learn how trust influences consumer choice in gig-economy services, focusing on safety, cost, and quality, based on a survey of...
Regulatory ripple effects abound in Q1
Explore the recent regulatory changes affecting the SEC and CFPB, and their implications for financial services and consumer...
Navigating consumer protection: the role of Regulation Z in consumer credit marketing
This blog compares Regulation Z's consumer credit marketing rules to securities regulations, highlighting shared principles across...
