Top 3 reasons FinServ marketing & compliance leaders are bullish on AI
Discover why leaders are optimistic about AI: It can help enhance operations, save time and money, and improve efficiency in the...
The SEC Marketing Rule: What you need to know
Here are the basics of the new SEC Marketing Rule: how it's different from previous guidelines and its impact on investment...
Six ways financial services firms use AI today
Our research reveals that financial firms are leveraging AI to help with many tasks, from big data analysis to chatbots and...
Could AI-generated data lead to model collapse? How to prevent it.
The emergence of generative AI and the use of AI-generated data have raised concerns about model collapse. What's the right mix of...
New name & guidance: 2024 FINRA Annual Regulatory Oversight Report
Here are the must-see topics from FINRA's 2024 Annual Regulatory Oversight Report including crypto, AI, off-channel...
What the US can learn from the EU’s first significant act on AI
Following the precedent set by the EU AI Act, US compliance officials should consider a risk-based approach to balance innovation...
The circle of compliance: a framework for continuous improvement
As compliance folks navigate emerging tech, here's a framework for continuous improvement so you can implement effective...
Q4 2023 regulatory roundup: three things worth talking about
Here are the regulatory actions that caught my eye at the end of 2023: US executive order on AI, SEC proposed PDA rule, and...
Responsible AI just makes sense
The EU's proposed AI regulations take a risk-based approach to help ensure innovation, safety, and a healthy financial ecosystem.
AI’s jagged frontier: conflicting research about AI’s capabilities
Is AI an SME? Does it boost productivity? What tasks is it best at? Here's what some of the AI research reveals.
AI is your daily companion, whether you know it or not
Discover how AI is already integrated into our daily lives, from smart home assistants to fraud detectors and email filters.
Looking ahead: what to expect in 2024
Looking ahead to 2024, this blog explores key trends in the financial services regulatory space, including crypto, robo-advisers,...