Surprising survey data on who is (and isn’t) using AI
Our research revealed a surprising difference in AI usage between top executives and junior managers. Learn how they're using the...
Here’s why AI should be part of compliance reviews
Enabled by digitization and AI, new RegTech solutions are emerging to modernize compliance reviews to make them faster and a...
Top 3 reasons FinServ marketing & compliance leaders are bullish on AI
Discover why leaders are optimistic about AI: It can help enhance operations, save time and money, and improve efficiency in the...
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The SEC Marketing Rule: What you need to know
Here are the basics of the new SEC Marketing Rule: how it's different from previous guidelines and its impact on investment...
Six ways financial services firms use AI today
Our research reveals that financial firms are leveraging AI to help with many tasks, from big data analysis to chatbots and...
Could AI-generated data lead to model collapse? How to prevent it.
The emergence of generative AI and the use of AI-generated data have raised concerns about model collapse. What's the right mix of...
New name & guidance: 2024 FINRA Annual Regulatory Oversight Report
Here are the must-see topics from FINRA's 2024 Annual Regulatory Oversight Report including crypto, AI, off-channel...
What the US can learn from the EU’s first significant act on AI
Following the precedent set by the EU AI Act, US compliance officials should consider a risk-based approach to balance innovation...
The circle of compliance: a framework for continuous improvement
As compliance folks navigate emerging tech, here's a framework for continuous improvement so you can implement effective...
Q4 2023 regulatory roundup: three things worth talking about
Here are the regulatory actions that caught my eye at the end of 2023: US executive order on AI, SEC proposed PDA rule, and...
Responsible AI just makes sense
The EU's proposed AI regulations take a risk-based approach to help ensure innovation, safety, and a healthy financial ecosystem.
AI’s jagged frontier: conflicting research about AI’s capabilities
Is AI an SME? Does it boost productivity? What tasks is it best at? Here's what some of the AI research reveals.