New Executive Order impacts the training and testing of trustworthy AI
Learn how President Biden's executive order on AI aims to protect Americans from potential risks and what compliance officers can...
Continuing Membership Application (CMA) – newly improved!
Learn how FINRA's MAP transformation and specialized guidance can help you navigate the CMA process with more efficiency and...
Where truth can become blurry: explaining factuality in AI chatbots
AI chatbots aren't always factual—why? Learn how language models like ChatGPT can generate non-factual content and what users can...
Three trends in RegTech shaping the industry right now
The AI boom, the evolving regulatory landscape, and an emphasis on trust and ethics are some of the biggest forces I see shaping...
Can generative AI make your business less efficient?
Generative AI has its benefits, but it can also make businesses in regulated industries less efficient by introducing risk. Here...
The SEC exam priorities: insight into 2024?
The SEC's examination priorities for 2024 include a focus on the marketing rule, emerging technology, best interest regulations,...
TSAM in NYC highlights the potential of AI in compliance
The Summit for Asset Management, held in New York, explored how AI can be used to address the latest challenges in the regulatory...
What is RegTech?
RegTech is revolutionizing compliance in highly regulated industries like financial services. Here's an explainer on what it is...
My three lessons from NSCP 2023
Here are my three key lessons from NSCP about AI in personal and professional life, the pace of regulatory change, and the...
The role of responsible AI principles in building brand trust
Learn how responsible AI principles help strengthen brand credibility by promoting transparency, fairness, data security, and...
AI regulations in the EU and US: a tale of two views
The EU and US have different approaches to regulating AI. However, they are working together to develop international AI standards...
Seven elements of ethical AI to guide its implementation by compliance
Learn about the EU's seven principles of ethical AI and how they can help compliance officers responsibly implement AI tools and...