AI is your daily companion, whether you know it or not
Discover how AI is already integrated into our daily lives, from smart home assistants to fraud detectors and email filters.
Looking ahead: what to expect in 2024
Looking ahead to 2024, this blog explores key trends in the financial services regulatory space, including crypto, robo-advisers,...
Four ethical principles for developing trustworthy AI
Human involvement, transparency, technical robustness, and bias mitigation can help businesses minimize AI risks and ensure...
AI's future: We've seen this movie before
Discover how AI is following a similar path to cloud computing and has the potential to become an embedded part of our daily lives.
New Executive Order impacts the training and testing of trustworthy AI
Learn how President Biden's executive order on AI aims to protect Americans from potential risks and what compliance officers can...
Continuing Membership Application (CMA) – newly improved!
Learn how FINRA's MAP transformation and specialized guidance can help you navigate the CMA process with more efficiency and...
Where truth can become blurry: explaining factuality in AI chatbots
AI chatbots aren't always factual—why? Learn how language models like ChatGPT can generate non-factual content and what users can...
Three trends in RegTech shaping the industry right now
The AI boom, the evolving regulatory landscape, and an emphasis on trust and ethics are some of the biggest forces I see shaping...
Can generative AI make your business less efficient?
Generative AI has its benefits, but it can also make businesses in regulated industries less efficient by introducing risk. Here...
The SEC exam priorities: insight into 2024?
The SEC's examination priorities for 2024 include a focus on the marketing rule, emerging technology, best interest regulations,...
TSAM in NYC highlights the potential of AI in compliance
The Summit for Asset Management, held in New York, explored how AI can be used to address the latest challenges in the regulatory...
What is RegTech?
RegTech is revolutionizing compliance in highly regulated industries like financial services. Here's an explainer on what it is...