The SEC exam priorities: insight into 2024?
The SEC's examination priorities for 2024 include a focus on the marketing rule, emerging technology, best interest regulations,...
TSAM in NYC highlights the potential of AI in compliance
The Summit for Asset Management, held in New York, explored how AI can be used to address the latest challenges in the regulatory...
What is RegTech?
RegTech is revolutionizing compliance in highly regulated industries like financial services. Here's an explainer on what it is...
My three lessons from NSCP 2023
Here are my three key lessons from NSCP about AI in personal and professional life, the pace of regulatory change, and the...
The role of responsible AI principles in building brand trust
Learn how responsible AI principles help strengthen brand credibility by promoting transparency, fairness, data security, and...
AI regulations in the EU and US: a tale of two views
The EU and US have different approaches to regulating AI. However, they are working together to develop international AI standards...
Seven elements of ethical AI to guide its implementation by compliance
Learn about the EU's seven principles of ethical AI and how they can help compliance officers responsibly implement AI tools and...
Dispelling common misperceptions about AI
Misperceptions about AI abound. Will it take our jobs? Replace human creativity? Have superhuman intelligence? (Spoiler alert: the...
What does the SEC’s proposed predictive data analytics rule include?
The SEC's proposed PDA rule addresses potential conflicts of interest but also surfaces a number of complications, reactions to...
Harnessing the power of AI: applications and benefits in RegTech
There are numerous applications and benefits of AI in financial services, including compliance monitoring, risk management, and...
What does human in the loop mean?
Why is it important to keep humans in the loop with AI? Learn how human input improves accuracy, mitigates bias, and helps ensure...
A quest for the better LLM
Understand the opportunities and trade-offs of open-source and closed-source LLMs. How can firms balance challenges to utilize...
