The circle of compliance: a framework for continuous improvement
As compliance folks navigate emerging tech, here's a framework for continuous improvement so you can implement effective...
Q4 2023 regulatory roundup: three things worth talking about
Here are the regulatory actions that caught my eye at the end of 2023: US executive order on AI, SEC proposed PDA rule, and...
Responsible AI just makes sense
The EU's proposed AI regulations take a risk-based approach to help ensure innovation, safety, and a healthy financial ecosystem.
AI’s jagged frontier: conflicting research about AI’s capabilities
Is AI an SME? Does it boost productivity? What tasks is it best at? Here's what some of the AI research reveals.
AI is your daily companion, whether you know it or not
Discover how AI is already integrated into our daily lives, from smart home assistants to fraud detectors and email filters.
Looking ahead: what to expect in 2024
Looking ahead to 2024, this blog explores key trends in the financial services regulatory space, including crypto, robo-advisers,...
Four ethical principles for developing trustworthy AI
Human involvement, transparency, technical robustness, and bias mitigation can help businesses minimize AI risks and ensure...
AI's future: We've seen this movie before
Discover how AI is following a similar path to cloud computing and has the potential to become an embedded part of our daily lives.
New Executive Order impacts the training and testing of trustworthy AI
Learn how President Biden's executive order on AI aims to protect Americans from potential risks and what compliance officers can...
Continuing Membership Application (CMA) – newly improved!
Learn how FINRA's MAP transformation and specialized guidance can help you navigate the CMA process with more efficiency and...
Where truth can become blurry: explaining factuality in AI chatbots
AI chatbots aren't always factual—why? Learn how language models like ChatGPT can generate non-factual content and what users can...
Three trends in RegTech shaping the industry right now
The AI boom, the evolving regulatory landscape, and an emphasis on trust and ethics are some of the biggest forces I see shaping...