What does human in the loop mean?
Why is it important to keep humans in the loop with AI? Learn how human input improves accuracy, mitigates bias, and helps ensure...
Our latest brain waves on AI for marketing and compliance.
Why is it important to keep humans in the loop with AI? Learn how human input improves accuracy, mitigates bias, and helps ensure...
Understand the opportunities and trade-offs of open-source and closed-source LLMs. How can firms balance challenges to utilize...
Two studies reveal the real impact of AI in the workplace. Learn how it can boost productivity, upskill junior workers, and...
SEC risk alerts highlight areas that intertwine a firm’s marketing practices and scope, and can help firms pre-prepare for...
FINRA sweeps provide unique value. In this blog, I explain why and provide examples for their use in a well-rounded compliance...
Here's my Q2 regulatory roundup from the SEC and FINRA: there's continued focus on crypto, recordkeeping, Reg BI, and consumer...
LLMs have the potential to revolutionize compliance processes and reviews, but they also present a set of unique challenges.
What's next for AI? With action-oriented AI, computers can interact with the world, drawing conclusions and making predictions...
Generative AI works best when designed for specific contexts—which means your firm’s data could hold massive potential.
Regulatory exams can be stressful and complex. Here's a simple breakdown of FINRA's updated cycle exam program to help firms...
Four capabilities that enable today’s AI to perform: foundation models, transformer architecture, emergent capabilities, and...
Regulation best interests and off-channel communications were hot topics at the 2023 FINRA Annual Conference.