Effective compliance risk management: part II
A healthy compliance program that includes a risk management program can provide a foundation for monitoring progress toward risk...
Our latest brain waves on AI for marketing and compliance.
A healthy compliance program that includes a risk management program can provide a foundation for monitoring progress toward risk...
The power of modern LLMs to predict likely behavior will impact personalization, content creation, and how marketing budgets are...
Regardless of the regulatory future, firms need to be prepared to be examined and investigated for their digital engagement...
Securities regulators have begun using AI to predict risk, determine which entities to examine, and aid investors and customers.
As regulations evolve, it’s important to stay up to date. Here are findings from the SEC and FINRA that caught my eye in Q1 2023.
Looking into 2023, we expect that regulations will be shaped by factors including crypto, ESG, the SEC’s new marketing rule, and...
The financial services industry faces many challenges from the ever-increasing pace of change. Can AI be one of the solutions to...
Financial firms haven't fully leveraged generative AI for core business functions because those models haven't been built—but...
For effective compliance risk management, identify, assess, and quantify risks, then implement a strategy designed to manage the...
Humans are adept at dealing with ambiguity and uncertainty, while computers excel at “understanding” data.
If you want to have a successful AI model, be ready to scrap your existing methods when the time comes and upgrade to more capable...
What are large language models (LLMs)? Learn the basics of what’s behind innovative AI applications like ChatGPT.