How AI is helping streamline life insurance and annuity advertising compliance
As life insurance and annuity advertising grows more complex, AI can help detect compliance risks, improve efficiency, and support...
How Contextual AI Is Helping Transform Pre- and Post-Marketing Compliance Review Workflows
The problem: More channels, evolving regulations, and the need for speed
AI regulation is everywhere…including at the state level
State-level AI regulations are becoming more prevalent, particularly focusing on employment practices, with numerous states...
Q2 Familiar compliance themes heat up for the Summer
Stay updated on recent regulatory actions in Q2, focusing on compliance themes like off-channel communications, misleading...
Regulatory ripple effects abound in Q1
Explore the recent regulatory changes affecting the SEC and CFPB, and their implications for financial services and consumer...
Q4 wraps up with SEC Exam Priorities and Risk Alert
In Q4 2024, the SEC issued a Risk Alert and released its 2025 Exam Priorities, both of which signal what might be regulatory focus...
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Enforcements are the theme of the quarter
In Q3 2024, the SEC and FINRA focused on social media marketing enforcements, emphasizing transparency and accuracy to protect...
Q2 2024 roundup: three regulatory hotspots
Generative AI, AML scrutiny, and loan misrepresentations were some of the regulatory hotspots this quarter.
Why context is a catalyst to faster, better marketing communications
Considering the full-picture context of a piece of marketing content can help it get approved by compliance more smoothly.
Budgets, channels, and turnaround times: top concerns of marketing
Learn how marketing departments manage content creation challenges including budget decisions, a growing list of platforms, and...
Compliance concerns: Workloads, knowledge gaps, and separate systems
A Saifr survey revealed the top concerns of compliance departments in financial services: workloads, knowledge gaps, and internal...
Q1 2024 regulatory roundup: all things AI and enforcement
Q1 saw continued regulatory focus on artificial intelligence, with recent enforcements indicating AI is a regulatory priority.