Regulatory recap: Q1 2023
As regulations evolve, it’s important to stay up to date. Here are findings from the SEC and FINRA that caught my eye in Q1 2023.
Our latest brain waves on AI for marketing and compliance.
As regulations evolve, it’s important to stay up to date. Here are findings from the SEC and FINRA that caught my eye in Q1 2023.
AI can quickly detect which images might pose a risk, allowing compliance officers to focus on the higher-complexity compliance...
Saifr's AI can transcribe video and audio content and scan for possible compliance and brand risks, helping to make their review...
Disclosures are important. SaifrReview can help manage and implement your disclosures more efficiently.
Technology can help streamline processes to ease pain points in reviewing, prioritizing, tracking, reporting, filing, and storing...
The costs of non-compliance are significant, especially when you consider the total impact, including high indirect and invisible...