Regulatory ripple effects abound in Q1
Explore the recent regulatory changes affecting the SEC and CFPB, and their implications for financial services and consumer...
Our latest brain waves on AI for marketing and compliance.
Explore the recent regulatory changes affecting the SEC and CFPB, and their implications for financial services and consumer...
In Q4 2024, the SEC issued a Risk Alert and released its 2025 Exam Priorities, both of which signal what might be regulatory focus...
In Q3 2024, the SEC and FINRA focused on social media marketing enforcements, emphasizing transparency and accuracy to protect...
Generative AI, AML scrutiny, and loan misrepresentations were some of the regulatory hotspots this quarter.
Considering the full-picture context of a piece of marketing content can help it get approved by compliance more smoothly.
Learn how marketing departments manage content creation challenges including budget decisions, a growing list of platforms, and...
A Saifr survey revealed the top concerns of compliance departments in financial services: workloads, knowledge gaps, and internal...
Q1 saw continued regulatory focus on artificial intelligence, with recent enforcements indicating AI is a regulatory priority.
The EU AI Act is a signal to the world to pay attention to AI regulation. Here are the implications I see for firms worldwide.
Our research revealed a surprising difference in AI usage between top executives and junior managers. Learn how they're using the...
Enabled by digitization and AI, new RegTech solutions are emerging to modernize compliance reviews to make them faster and a...
Discover why leaders are optimistic about AI: It can help enhance operations, save time and money, and improve efficiency in the...