Harnessing the promise of AI to deliver real-time compliance
AI tools can enhance risk detection and improve regulatory adherence by providing real-time insights.
Compliance concerns: Workloads, knowledge gaps, and separate systems
A Saifr survey revealed the top concerns of compliance departments in financial services: workloads, knowledge gaps, and internal...
SEC Risk Alerts help firms prepare
SEC risk alerts highlight areas that intertwine a firm’s marketing practices and scope, and can help firms pre-prepare for...
Video formats: a real-time struggle for compliance reviews
While video formats are gaining favor with marketers, they can create headaches for compliance reviewers. But AI can help.
Effective compliance risk management: part II
A healthy compliance program that includes a risk management program can provide a foundation for monitoring progress toward risk...
Effective compliance risk management: an essential function for the success of a compliance department: part I
For effective compliance risk management, identify, assess, and quantify risks, then implement a strategy designed to manage the...
Tip of the iceberg: hidden costs of non-compliance in public communications
The costs of non-compliance are significant, especially when you consider the total impact, including high indirect and invisible...