Impactful disruption with purpose—what I’m hearing at industry events
I believe industry events can inspire impactful disruption in financial crime prevention through innovative technologies and...
Our latest brain waves on AI for marketing and compliance.
I believe industry events can inspire impactful disruption in financial crime prevention through innovative technologies and...
Explore how the SEC's new leadership is shaping AI regulation in finance, affecting compliance, innovation, and operational...
These are some key considerations for deciding whether to build, buy, or combine AI solutions for your business needs.
Continuous monitoring can enhance trust and safety in the sharing economy, fostering consumer confidence and driving growth for...
Understand the compliance requirements for insurance advertising and the importance of adhering to them to avoid penalties and...
Learn how trust influences consumer choice in gig-economy services, focusing on safety, cost, and quality, based on a survey of...
Explore the recent regulatory changes affecting the SEC and CFPB, and their implications for financial services and consumer...
This blog compares Regulation Z's consumer credit marketing rules to securities regulations, highlighting shared principles across...
Given the increased regulatory scrutiny of communications, here are considerations and suggestions for advisory firms to build...
Here are my takeaways from the SEC and FINRA's 2025 exam priorities, focusing on investment advisers, AI, Reg S-P, Reg BI, and...
Supreme Court rulings in SEC v. Jarkesy and Loper-Bright Enterprises, Inc. v. Raimondo could redefine financial services...
Here are the regulatory changes I anticipate in 2025 for the SEC New Marketing Rule, AI investment advice, crypto, ESG, and more.